“Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under:”
| Sno. | Financial Year | Compliance Audit Status | Remarks, if any |
|---|---|---|---|
| 1 | FY 2023-2024 | Conducted | Audit Report dt. 28th September 2024 submitted to SEBI & BASL |
References:
1. Regulation 19(3) of the SEBI (Investment Advisers) Regulation, 2013
2. SEBI circular no. SEBI/HO/IMD/DF1/CIR/P/2020/182 dated September 23, 2020
3. BASL circular no. 20220519-1 dated May 19, 2022
